In April 2010, defendant James Daniel Fox filed no contest pleas to one felony count of lewd contact with a child under the age of 14 (count 2; Pen. Code, § 288, subd. (a)) and two felony counts of lewd touching of a child
Defendant has filed two notices of appeal from pretrial orders. One is a preliminary injunction issued in July 2010 prohibiting defendant and his agents from concealing, encumbering, impairing the value, transferring, or disposing of any of defendant's assets except in the usual course of business or for the necessities of life. The court ordered plaintiff to post an undertaking of $1,000. The other is a September 2010 order sealing a declaration and its exhibits filed by defense counsel on June 25, 2010, in opposition to the request for a preliminary injunction. This court has ordered the two appeals considered together for purposes of oral argument and decision.
On appeal, defendant contends that the trial court abused its discretion in granting the preliminary injunction. It should not have relied so heavily on his no contest pleas or plaintiff's "self-serving" declaration, and it should have accommodated his inability to respond without waiving his privilege against self-incrimination. He also contends that the low amount of the bond was an abuse of discretion and that the sealing order was not justified by either the plaintiff's showing or the court's factual findings. For the reasons stated below, we will affirm both orders, after finding that some of defendant's contentions are not reviewable, others have been forfeited due to his failure to raise them in the trial court, and the remaining contentions are unpersuasive.
On May 27, 2010, plaintiff filed an unverified complaint predicating several causes of action on defendant's having sexually molested plaintiff from the age of 12 through the age of 21, for which he was convicted by no contest pleas in April 2010. The causes of action are entitled "childhood sexual abuse," "sexual assault and battery," "false imprisonment," "negligent infliction of emotional distress," "intentional infliction of emotional distress," "negligence," and "fraudulent transfer." (Capitalization omitted.) The fraudulent transfer claim is that, after defendant was arrested on a warrant issued on
On June 4, 2010, plaintiff filed a two-part motion, seeking (1) to enjoin defendant from concealing, transferring, encumbering, or disposing of any assets and interest in real and personal property and (2) to compel defendant to disclose to plaintiff financial statements and records revealing the fair market value of his assets from January 1, 2005, through the present. The motion was based on declarations by plaintiff and her attorney.
Plaintiff's declaration briefly recited that defendant had sexually molested her continuously beginning when she was 12 years old in 2000 through April 2009. As a result of this molestation, she has spent approximately 12 months as an inpatient in several medical facilities to treat her severe eating disorders, anxiety, and depression.
Plaintiff's attorney's declaration attached the minutes of a criminal case reflecting that defendant had pleaded no contest on or about April 22, 2010, to one felony count of lewd contact with a child under the age of 14 (count 2; Pen. Code, § 288, subd. (a)) and two felony counts of lewd touching of a child who was 14 or 15 years old and 10 years younger than the defendant (counts 4, 7; Pen. Code, § 288, subd. (c)(1)) for which he would be sentenced to six years in prison, with remaining charges to be dismissed. The declaration also attached a grant deed transferring defendant's interest in Santa Clara real property to defendant as trustee of the James D. Fox Qualified Personal Residence Trust. The attorney declared that this transfer occurred shortly after defendant was arrested on the criminal charges.
Defendant opposed both of these requests by a memorandum of points and authorities, a request for judicial notice, and a declaration by defense counsel filed on June 25, 2010. Attached to the declaration were three exhibits, an August 28, 2007 letter from PacifiCare Behavioral Health denying plaintiff authorization for certain medical treatment (exhibit A), an October 23, 2007 letter from Maximus Center for Health Dispute Resolution upholding the denial of reimbursement for medical services for plaintiff (exhibit B), and a copy of plaintiff's 52-page personal diary (exhibit C) "believed to have been written by her while she was enrolled at the Oceanaire Residential Treatment [P]rogram in the summer of 2007."
After argument at a hearing on July 8, 2010, by an order dated July 19, 2010, the court adopted its tentative ruling and (1) granted plaintiff a preliminary injunction prohibiting defendant and his agents from concealing, transferring, encumbering, or disposing of any assets and interest in real and
At the hearing on July 8, 2010, plaintiff's counsel asked that defendant's counsel withdraw his declaration insofar as it attached plaintiff's private medical records. On September 24, 2010, plaintiff filed an ex parte application to seal defense counsel's declaration and its attachments. The application was essentially unopposed.
On appeal, "[w]e review an order granting a preliminary injunction under an abuse of discretion standard. [Citations.] Review is confined, in other words, to a consideration whether the trial court abused its discretion in `"evaluat[ing] two interrelated factors when deciding whether or not to issue a preliminary injunction. The first is the likelihood that the plaintiff will prevail on the merits at trial. The second is the interim harm that the plaintiff is likely to sustain if the injunction were denied as compared to the harm the defendant is likely to suffer if the preliminary injunction were issued."' [Citation.]" (People ex rel. Gallo v. Acuna (1997) 14 Cal.4th 1090, 1109 [60 Cal.Rptr.2d 277, 929 P.2d 596].)
"A trial court will be found to have abused its discretion only when it has `"exceeded the bounds of reason or contravened the uncontradicted evidence."' [Citations.] Further, the burden rests with the party challenging the injunction to make a clear showing of an abuse of discretion." (IT Corp. v. County of Imperial (1983) 35 Cal.3d 63, 69 [196 Cal.Rptr. 715, 672 P.2d 121].)
Defendant contends that the injunction in this case merits heightened appellate scrutiny because it is a mandatory injunction. Shoemaker v. County of Los Angeles (1995) 37 Cal.App.4th 618 stated at page 625 [43 Cal.Rptr.2d 774]: "`Where, as here, the preliminary injunction mandates an affirmative
Defendant asserts that the court has affirmatively required him to "not transfer any assets other than for normal business and necessities of life." This assertion is self-contradicting. We agree with plaintiff that the essence of this order, that defendant not encumber his assets or divest himself of them, is prohibitory. It directs affirmative inaction by defendant, not affirmative action.
Defendant also points to that part of the order that he affirmatively produce personal financial records. As plaintiff responds, this order was not granted as part of the preliminary injunction, but rather as early discovery in this case pursuant to Code of Civil Procedure section 2031.020, subdivision (b), and Civil Code section 3295, subdivision (c).
Defendant asserts that some of the trial court's remarks at the hearing about the no contest pleas and possible restitution indicate that the trial court evaluated the evidence improperly. On appeal, we review the correctness of the trial court's ruling, not its reasoning. (Whyte v. Schlage Lock Co. (2002) 101 Cal.App.4th 1443, 1451 [125 Cal.Rptr.2d 277] (Whyte).) This principle is particularly applicable to rulings granting or denying preliminary injunctions. As this court explained in City of Los Altos v. Barnes (1992) 3 Cal.App.4th 1193 [5 Cal.Rptr.2d 77], a hearing on a preliminary injunction is not a "`"trial of a question of fact"'" within the meaning of section 632, so no statement of decision is required, even on request. (City of Los Altos, at p. 1198, italics omitted; cf. People v. Landlords Professional Services, Inc. (1986) 178 Cal.App.3d 68, 72 [223 Cal.Rptr. 483].) Were we to review the court's oral statements, we would, in essence, compel the trial court to prepare a statement of decision explaining its ruling on injunctive relief. ( Whyte, supra, 101 Cal.App.4th at p. 1451.) A trial court's oral statements may not be used to impeach its later decision. (Ibid.) So we will not consider the trial court's remarks.
"Whether the trial court granted or denied a preliminary injunction, the appellate court does not resolve conflicts in the evidence, reweigh the evidence, or assess the credibility of witnesses. [Citation.] `"[T]he trial court is the judge of the credibility of the affidavits filed in support of the application for preliminary injunction and it is that court's province to resolve conflicts."' [Citation.] Thus, even when presented by declaration, `if the evidence on the application is in conflict, we must interpret the facts in the light most favorable to the prevailing party and indulge in all reasonable inferences in support of the trial court's order.' [Citation.]" (Whyte, supra, 101 Cal.App.4th 1443, 1450.)
Defendant repeatedly characterizes plaintiff's declaration that he molested her for years as "self-serving," as though that somehow reduces its worth.
Modern courts have recognized that all evidence proffered by a party is intended to be self-serving in the sense of supporting the party's position, and it cannot be discounted on that basis. (Jutzi v. County of Los Angeles (1987) 196 Cal.App.3d 637, 653 [242 Cal.Rptr. 74], criticized on another ground by Zavala v. Board of Trustees (1993) 16 Cal.App.4th 1755, 1762 [20 Cal.Rptr.2d 768]; Gillette v. Workmen's Comp. Appeals Bd. (1971) 20 Cal.App.3d 312, 321 [97 Cal.Rptr. 542]; cf. Whitlow v. Durst (1942) 20 Cal.2d 523, 524 [127 P.2d 530] [declarations of a decedent's intent "are admissible in evidence as an exception to the hearsay rule, and it is immaterial that such declarations are self-serving"].)
Plaintiff's declaration, though brief, was admissible at a motion hearing under an exception to the hearsay rule. It tended to establish that defendant
Part of the evidence produced by plaintiff was that, in April 2010, defendant pleaded no contest to one felony count of lewd contact with a child under the age of 14 (count 2; Pen. Code, § 288, subd. (a)) and two felony counts of lewd touching of a child who was 14 or 15 years old and 10 years younger than the defendant (counts 4, 7; Pen. Code, § 288, subd. (c)(1)). Defendant correctly contends that this evidence alone is not conclusive of his conduct.
While defendant's no contest pleas are not conclusive, they are admissible as party admissions and, in the absence of an explanation for entering the pleas, they are highly corroborative of what defendant calls plaintiff's "unsupported self-serving statement in her declaration." Defendant's counsel's speculations about why a defendant might enter a no contest plea do not explain what happened in defendant's case. We conclude that the pleas provide support for plaintiff's declaration.
In opposition to the request for a preliminary injunction, defendant's attorney invoked defendant's privilege against self-incrimination. On appeal, he renews the contention that it violates due process for plaintiff to obtain an injunction "based on multiple accusations that [defendant] was not in a legal posture to be able [to] directly address the court with the truth."
Spielbauer v. County of Santa Clara (2009) 45 Cal.4th 704 [88 Cal.Rptr.3d 590, 199 P.3d 1125] explained: "The Fifth Amendment to the United States Constitution declares that `[n]o person ... shall be compelled in any criminal case to be a witness against himself....' (Italics added.) The California Constitution similarly provides that `[p]ersons may not ... be compelled in a criminal cause to be a witness against themselves....' (Cal. Const., art. I, § 15, italics added.)
Fuller v. Superior Court (2001) 87 Cal.App.4th 299, 305 [104 Cal.Rptr.2d 525], more specifically explained how the privilege against self-incrimination
Blackburn v. Superior Court, supra, 21 Cal.App.4th 414 (Blackburn) is factually most similar to our case, as it involved a civil action alleging that the plaintiff's stepfather had molested her for five years until she turned 18. (Id. at p. 420.) The defendant stepfather refused to answer most questions at his deposition and sought a protective order based on his privilege against self-incrimination. (Ibid.) The denial of this protective order was brought up for writ review.
In Blackburn, there was no criminal prosecution and a prosecutor had rejected a request for immunity on the basis that the statute of limitations for the crime of molestation had expired. (Blackburn, supra, 21 Cal.App.4th 414, 421.) The defendant, however, remained concerned that an exception extending the limitations period might apply. (Id. at pp. 421-422, 426.) The
"Whereas the Fifth Amendment privilege may be invoked by a civil litigant [citation], it does not provide for protection against civil penalties. `[W]hile the privilege of a criminal defendant is absolute, in a civil case a witness or party may be required either to waive the privilege or accept the civil consequences of silence if he or she does exercise it.' (Alvarez v. Sanchez, supra, 158 Cal.App.3d at p. 712.)" (Blackburn, supra, 21 Cal.App.4th 414, 425-426, fn. omitted.)
Defendant's opposition in the trial court was generally aimed at casting doubt on plaintiff's credibility.
Defendant's request for judicial notice attached a complaint for declaratory relief filed in the Santa Clara County Superior Court on February 13, 1992, and excerpts of a memorandum in that case opposing a summary judgment motion. According to defendant, these documents indicate that plaintiff's parents, on her behalf, sought damages for plaintiff being sexually molested by her babysitter's son when she was three years old.
Defendant also points out that this tort action was filed just five weeks after defendant's no contest pleas. He asserts that this "should be viewed with extreme suspicion and an indication of a pattern and scheme of [plaintiff's] to make false claims ... for the self-serving purpose of financial gains." (Italics omitted.) We can imagine less sinister reasons for this timing. It minimized defendant's self-incrimination problems in the civil action to await resolution
Defendant claims to have produced evidence "in complete contradiction" to plaintiff's declaration that she has suffered depression, anxiety, and eating disorders as a result of defendant's molestation. One item of this evidence is what defendant characterizes as "an analysis by a psychiatrist with certification in child and adolescent psychiatry." Defendant does not point out any contradiction between the psychiatrist's letter, dated October 23, 2007, and plaintiff's declaration, and we see none. The psychiatrist's letter explained a medical insurer's denial of reimbursement for one week of residential eating disorder treatment at Oceanaire Residential Treatment Program in August 2007 as not medically necessary. The letter accepted the premise that plaintiff was admitted for residential treatment on July 10, 2007, due to a "sudden onset of anoxeria nervosa." The psychiatrist did not dispute this diagnosis and did not attempt to identify the cause or causes of this disorder. His opinion was that plaintiff needed a higher level of care than the residential facility provided, as she was not gaining weight in that facility. Contrary to defendant's characterization, nothing about this letter casts doubt on the veracity of plaintiff's declaration.
Finally, defense counsel quoted excerpts from what he claimed was plaintiff's personal diary while in residential treatment in 2007 "which show that her claims of suffering emotional distress and eating disorders is [sic] not the result of any actions by the Defendant." Without further invading plaintiff's privacy by quotations, we summarize these excerpts as plaintiff holding her mother and her swim coach responsible for her eating disorder. Defendant claims that there is no reference to claims of abuse by him. He overlooks an entry from "Day 1" that includes "Friends dad??" on what appears to be a list of stressors or negative influences.
Considering that plaintiff has alleged the molestation to have continued until April 2009, we are not surprised that it was not disclosed in a 2007 diary. The date of disclosure has not been alleged. At most, the diary indicates that plaintiff's eating and emotional disorders may have more than one cause. That defendant might have taken advantage of an already troubled youth does not negate his responsibility for the consequences of his own conduct. The diary entries do not compel disbelief of plaintiff's declaration.
Defendant contends that any balancing of the equities leans heavily in his favor. Defendant argues that the injunction requested "to have his entire personal financial life taken away
Defendant also contends that plaintiff failed to establish the harm or possible injury to her that a preliminary injunction would avoid.
We note that, while an injunction in this case serves some of the purposes of an attachment, it was sought and obtained under the Uniform Fraudulent Transfer Act (UFTA) (Civ. Code, § 3439 et seq.), not the Attachment Law.
Defendant asserts that he does not meet the definition of a "debtor" in Civil Code section 3429. That definition is irrelevant, as the UFTA provides its own broader definition. "`Debtor' means a person who is liable on a claim." (Civ. Code, § 3439.01, subd. (e).)
The UFTA includes an elaborate description of when a transfer is fraudulent. (Civ. Code, § 3439.04.)
Defendant asserts that plaintiff "presented no evidence of possible injury by way of the Santa Clara transfer by [defendant]." (Italics omitted.) As plaintiff points out, Mehrtash is distinguishable. The issue in that case was not whether the plaintiff was entitled to an injunction, but whether she had presented evidence during a court trial justifying the court setting aside a quitclaim deed of real property from the defendant to his two adult sons. The plaintiff was the defendant's ex-wife, who was seeking spousal support. (Mehrtash, supra, 93 Cal.App.4th at p. 77.) The plaintiff's problem was that the realty was so heavily encumbered as to have no value as an asset. "Plaintiff produced no evidence that the value of the property could support any net recovery for her in the event the conveyance were set aside." (Id. at p. 81.) On appeal, the plaintiff did not claim that "she was injured financially by the allegedly fraudulent conveyance...." (Ibid.)
Defendant's opening brief has seven captioned arguments. No caption is directed at that part of the July 19, 2010 order requiring defendant to document the value of his assets by producing financial statements. However, without a separate heading as required by California Rules of Court, rule 8.204(a)(1)(B),
Defendant also contends that the injunction should be reversed due to the inadequacy of the $1,000 bond. In opposition to plaintiff's request for an injunction, defendant asserted, "Since the only number that the moving
Section 529, subdivision (a) states: "On granting an injunction, the court or judge must require an undertaking on the part of the applicant to the effect that the applicant will pay to the party enjoined any damages, not exceeding an amount to be specified, the party may sustain by reason of the injunction, if the court finally decides that the applicant was not entitled to the injunction. Within five days after the service of the injunction, the person enjoined may object to the undertaking. If the court determines that the applicant's undertaking is insufficient and a sufficient undertaking is not filed within the time required by statute, the order granting the injunction must be dissolved."
"The amount of the bond is fixed by the judge, exercising sound discretion, based on the probable damage that the enjoined party may sustain because of the injunction. [Citations.] This court cannot substitute its own view as to the proper amount of bond, but rather will disturb the trial court's exercise of discretion only if it clearly appears to be arbitrary or capricious and exceeds the bounds of reason." (Greenly v. Cooper (1978) 77 Cal.App.3d 382, 390 [143 Cal.Rptr. 514].)
The kind of damage that could result from the wrongful issuance of an injunction, as ABBA Rubber Co. pointed out, is that portion of the defendant's attorney fees that was devoted to demonstrating that the injunction was wrongfully issued. (ABBA Rubber Co., supra, 235 Cal.App.3d at pp. 15-16; Lambert v. Haskell (1889) 80 Cal. 611, 624-625 [22 P. 327]; Mason v. U.S. Fid. & Guar. Co. (1943) 60 Cal.App.2d 587, 593-594 [141 P.2d 475].)
Defendant made no evidentiary showing of his likely damages in the event the preliminary injunction is later determined to have been wrongfully issued. He has not established that the trial court abused its discretion in granting the injunction. We conclude that he has not demonstrated an abuse of discretion in setting a fairly nominal bond amount of $1,000. Defendant remains free to seek an increase in the amount of the bond if he can demonstrate "that the amount of [his] damages may exceed the bond." (Greenly v. Cooper, supra, 77 Cal.App.3d 382, 390.)
By separate appeal, defendant challenges the September 28, 2010 order that sealed the June 25, 2010 declaration by defense counsel and exhibits attached to the declaration in opposition to the request for a preliminary injunction. It also ordered defendant not to file "any additional medical or personal records of Plaintiff in this action unless prior approval is obtained from the court."
A hearing was apparently already scheduled for September 28, 2010, to consider defendant's demurrer, and the ex parte application was also addressed at that hearing. Defendant filed no written opposition to the ex parte application and did not orally oppose the request at the hearing or request additional time to file opposition.
At the hearing on September 28, 2010, defense counsel acknowledged having received the proposed order and made two comments. One was that "it makes the public file one-sided, everything is barring the defendant, everything they have is sealed." The other was that defense counsel wanted to determine how to obtain advance court approval before filing additional documents. The court indicated its availability every day. The court indicated that the proposed order was okay. After the hearing, defendant did not file a request for reconsideration (§ 1008) or apply to have the documents unsealed.
On appeal, defendant now asserts that plaintiff's evidentiary showing was inadequate to justify the sealing order and that the court did not make the factual findings required by the California Rules of Court.
Plaintiff distinguishes the cases cited by defendant, including In re Marriage of Lechowick, supra, 65 Cal.App.4th 1406 and In re Marriage of Nicholas (2010) 186 Cal.App.4th 1566 [113 Cal.Rptr.3d 629], on the basis that the orders were easier to regard as collateral because news agencies sought, as third party interveners, to unseal court records. The same can be said of this court's decision in Mercury Interactive Corp.
The same cannot be said of this court's decision in H.B. Fuller Co. v. Doe (2007) 151 Cal.App.4th 879 [60 Cal.Rptr.3d 501], on which defendant also relies. There we concluded that a sealing order, as a form of discovery order, was appealable "where the order is ancillary to litigation in another jurisdiction and operates as the last word by a California trial court on the matters at issue." (Id. at pp. 885-886.) In that unusual case, the anonymous defendant sought to unseal documents that the trial court had relied on in denying the defendant's motion to quash a subpoena. (Id. at p. 883.)
We do not understand the above decisions to turn on whether an intervener has sought to seal or unseal records. We conclude that the sealing order here is appealable under the collateral order exception.
Defendant contends that the trial court's order failed to make the factual findings required by rule 2.550(d), which states: "The court may order that a record be filed under seal only if it expressly finds facts that establish:
"(1) There exists an overriding interest that overcomes the right of public access to the record;
"(2) The overriding interest supports sealing the record;
"(3) A substantial probability exists that the overriding interest will be prejudiced if the record is not sealed;
"(4) The proposed sealing is narrowly tailored; and
"(5) No less restrictive means exist to achieve the overriding interest."
Defendant acknowledges that the order filed includes the legal conclusions required by this rule, but asserts that the order does not state the facts underlying these conclusions.
Defendant has forfeited the objection that the trial court's factual findings did not conform to rule 2.550(d) by failing to make it in the trial court. (Cf. Ladd v. Dart Equipment Corp. (1991) 230 Cal.App.3d 1088, 1092, fn. 2 [281 Cal.Rptr. 813] [claim of noncompliance with Cal. Rules of Court forfeited]; City of San Marcos v. Coast Waste Management, Inc. (1996) 47 Cal.App.4th 320,
Defendant also asserts on appeal that the evidentiary showing in support of the application was deficient because "
Defendant contends that he was unable to file formal opposition because plaintiff's motion was ex parte, just four days before the hearing, and he did not see the moving papers until the day of the hearing and that, in any event, he did object at the hearing. We have set out defense counsel's comments above. We do not understand them to be objections to the form of the proposed order or the competence of plaintiff's evidence. Assuming for the sake of discussion that the limited time excused defendant from filing formal opposition to the ex parte application, still he neither asserted any defects in plaintiff's showing or the proposed order, nor did he ask for a continuance to respond to the application, nor did he later ask for the documents to be unsealed on the grounds now stated on appeal. Under these circumstances, we deem these objections waived despite the short notice before the hearing.
In McGuan v. Endovascular Technologies, Inc. (2010) 182 Cal.App.4th 974, 988 [106 Cal.Rptr.3d 277], this court stated: "We review the trial court's decision to order the documents sealed under the abuse of discretion standard, and any factual determinations made in connection with that decision will be upheld if they are supported by substantial evidence. (Providian, at p. 299.)"
Defendant invokes People v. Jackson (2005) 128 Cal.App.4th 1009 [27 Cal.Rptr.3d 596] (Jackson) to argue that we should instead independently review the ruling. That court stated: "Here, the trial court did not take testimony. There is no credibility of witnesses to determine. It considered the court record that we review. In these circumstances, independent review is the equivalent of de novo review, the standard we use in deciding this appeal." (Id. at p. 1021.) Jackson involved a request to unseal "the grand jury transcript, the indictment, search warrant affidavits and other court records" in a criminal case charging Michael Jackson with child molestation. (Id. at p. 1014.) It does not appear that either the sealing or unsealing was based on declarations by the parties.
Plaintiff seeks to distinguish Jackson on the basis that it discussed conducting independent review because First Amendment rights were involved. (Jackson, supra, 128 Cal.App.4th 1009, 1021.) However, we understand the court's decision to conduct independent review to have been based on the state of the record, where no declarations were presented regarding the propriety of the sealing order, and not on the First Amendment. The same is true of the sealing order in this case. While plaintiff's counsel did submit a declaration, it was aimed at establishing the history of correspondence. The
What the trial court ordered sealed were two letters pertaining to a medical coverage dispute between plaintiff and her health insurer and what the parties agree is a diary plaintiff kept in 2007 in the course of receiving medical treatment.
Defendant's claim of waiver is misdirected. A plaintiff who puts her medical condition in issue thereby waives her privilege against discovery of the medical information by the defendant. However, disclosure to an opponent in civil litigation does not necessarily waive the patient's privilege to keep the information from third parties, including the public. That is what the United States Supreme Court essentially decided in Seattle Times Co. v. Rhinehart (1984) 467 U.S. 20 [81 L.Ed.2d 17, 104 S.Ct. 2199] (Rhinehart). The issue in Rhinehart was "whether parties to civil litigation have a First
California courts are similarly authorized to issue protective orders, for good cause shown, to protect any party or other person from "unwarranted annoyance, embarrassment, or oppression" in connection with civil discovery. (§§ 2023.010, subd. (c) [sanctions], 2030.090, subd. (b) [interrogatories], 2031.060, subd. (b) [inspection of documents and tangible things]; see §§ 2033.080, subd. (b) [requests for admission], 2034.250, subd. (b) [demand to exchange expert information]; Mercury Interactive Corp., supra, 158 Cal.App.4th 60, 106-107.)
In this case, plaintiff's medical condition and treatment may eventually become a subject of testimony and documentary evidence at a public trial. However, we are not now confronted with a request to close the courtroom doors to trial spectators, as was the court in NBC Subsidiary (KNBC-TV), Inc. v. Superior Court (1999) 20 Cal.4th 1178 [86 Cal.Rptr.2d 778, 980 P.2d 337]. Instead, the issue before us is whether part of plaintiff's medical records should remain exposed to public view in a court file because defendant's counsel deemed them relevant to his opposition to a preliminary injunction long since granted. The sealing order does not prevent defendant from either discovering any relevant information about plaintiff's medical condition and treatment or producing these documents in evidence at trial. It simply prevents defendant from using the court files to publicize what he recognizes to be plaintiff's private medical records.
The order of July 18, 2010 granting a preliminary injunction and setting the amount of the bond is affirmed. The order of September 28, 2010 sealing defense counsel's declaration of June 25, 2010 and attached exhibits is affirmed. Plaintiff is to recover costs on appeal.
Premo, J., and Elia, J., concurred.
Subdivision (c) of Civil Code section 3295 states: "No pretrial discovery by the plaintiff shall be permitted with respect to the evidence referred to in paragraphs (1) and (2) of subdivision (a) unless the court enters an order permitting such discovery pursuant to this subdivision. However, the plaintiff may subpoena documents or witnesses to be available at the trial for the purpose of establishing the profits or financial condition referred to in subdivision (a), and the defendant may be required to identify documents in the defendant's possession which are relevant and admissible for that purpose and the witnesses employed by or related to the defendant who would be most competent to testify to those facts. Upon motion by the plaintiff supported by appropriate affidavits and after a hearing, if the court deems a hearing to be necessary, the court may at any time enter an order permitting the discovery otherwise prohibited by this subdivision if the court finds, on the basis of the supporting and opposing affidavits presented, that the plaintiff has established that there is a substantial probability that the plaintiff will prevail on the claim pursuant to Section 3294. Such order shall not be considered to be a determination on the merits of the claim or any defense thereto and shall not be given in evidence or referred to at the trial." (Italics added.)
After that decision, the California Supreme Court relied on Evidence Code section 913 in overruling authority allowing adverse inferences to be drawn when the privilege is invoked in a civil proceeding. (People v. Holloway (2004) 33 Cal.4th 96, 131 [14 Cal.Rptr.3d 212, 91 P.3d 164].)
"(1) With actual intent to hinder, delay, or defraud any creditor of the debtor.
"(2) Without receiving a reasonably equivalent value in exchange for the transfer or obligation, and the debtor either:
"(A) Was engaged or was about to engage in a business or a transaction for which the remaining assets of the debtor were unreasonably small in relation to the business or transaction.
"(B) Intended to incur, or believed or reasonably should have believed that he or she would incur, debts beyond his or her ability to pay as they became due.
"(b) In determining actual intent under paragraph (1) of subdivision (a), consideration may be given, among other factors, to any or all of the following:
"(1) Whether the transfer or obligation was to an insider.
"(2) Whether the debtor retained possession or control of the property transferred after the transfer.
"(3) Whether the transfer or obligation was disclosed or concealed.
"(4) Whether before the transfer was made or obligation was incurred, the debtor had been sued or threatened with suit.
"(5) Whether the transfer was of substantially all the debtor's assets.
"(6) Whether the debtor absconded.
"(7) Whether the debtor removed or concealed assets.
"(8) Whether the value of the consideration received by the debtor was reasonably equivalent to the value of the asset transferred or the amount of the obligation incurred.
"(9) Whether the debtor was insolvent or became insolvent shortly after the transfer was made or the obligation was incurred.
"(10) Whether the transfer occurred shortly before or shortly after a substantial debt was incurred.
"(11) Whether the debtor transferred the essential assets of the business to a lienholder who transferred the assets to an insider of the debtor."